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Ethics in Finance

Two businesswomen discussing finances
MGMT X 441

This course covers the elements necessary to make proper ethical decisions that financial professionals face in their everyday business practices. 

Duration
As few as 2 weeks
Units
2.0
Current Formats
In Person
Online
Cost
Starting at $350.00

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What you can learn.

Learn how to interpret and apply the CFA Institute Standards of Professional Conduct and related best practices
Develop skills to detect questionable professional conducts related to financial and investment decision making
Explore ethical complexities facing businesses that operate both internationally and domestically
Incorporate ethical behaviors in supervision and management situations

About This Course

This course focuses on ethical issues confronted by financial professionals, with attention to recent financial crises, and the latest developments affecting ethics within the financial world. Students will get an overview of ethical standards in finance, including the primary elements necessary to make proper ethical decisions. The course also covers fundamentals of ethics in finance; the retail customer; investments; financial markets; financial management; key definitions, issues, and general theories of business and finance ethics; and examples from scandals that have shaken public confidence in Wall Street and world financial markets.

Fall 2025 Schedule

Date
Details
Format
 
-
Saturday 9:00AM - 4:30PM PT
REG#
404878
Fee:
$350.00
In Personformat icon
UCLA Extension Lindbrook Center in Westwood
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Notes
Enrollment limited. Materials required. Must attend both meetings in order to receive full course credit.
Deadline
No refunds after November 09, 2025
Course Requirements
Course syllabus not yet available.
Schedule
Type
Date
Time
Location
Lecture
Sat Nov 8, 2025
9:00AM PT - 4:30PM PT
UCLA Extension Lindbrook Center in Westwood
UCLA Extension Lindbrook Center 208
Lecture
Sat Nov 15, 2025
9:00AM PT - 4:30PM PT
UCLA Extension Lindbrook Center in Westwood
UCLA Extension Lindbrook Center 208
Updating...

Winter 2026 Schedule

Date
Details
Format
 
-
This section has no set meeting times.
Instructor:
REG#
406398
Fee:
$350.00
Onlineformat icon
Updating...
Notes
Enrollment limited. Materials required. Internet access required.
Deadline
Refunds only available from November 03, 2025 to January 11, 2026
Course Requirements
Course syllabus not yet available.
Updating...

This course applies toward the following programs

finance-ce0443

Finance

certificate
certificate Learn core aspects of financial theory and practice. This certificate is the foundation needed for students to meet the market demand for qualified financial professionals and a great starting point to advance your finance career.

Learn core aspects of financial theory and practice. This certificate is the foundation needed for students to meet the market demand for qualified financial professionals and a great starting point to advance your finance career.